Regulatory & Governance Advisory

Keeping your business ahead of evolving regulations.

Our Expertise in Regulatory Compliance

Regulatory landscapes are constantly shifting, and firms must adapt to remain compliant while maintaining operational efficiency. Our advisory service provides expert guidance on the most pressing regulatory changes, ensuring your firm meets all obligations seamlessly.

Key Regulatory Priorities

Below are the top regulatory areas shaping the financial services industry. Click each section to explore how we can assist you in achieving compliance.

Operational Resilience (DORA)

Regulators demand firms enhance their resilience against disruptions such as cyber threats, technology failures, and third-party risks. DORA (Digital Operational Resilience Act) ensures financial institutions can withstand, respond to, and recover from operational disruptions.

Consumer Duty Implementation

The FCA’s Consumer Duty represents a fundamental shift in financial services, requiring firms to prioritise customer outcomes and transparency.

Anti-Money Laundering (AML) Compliance

With heightened scrutiny on AML effectiveness, regulators continue refining measures to balance security and cost-efficiency.

Artificial Intelligence (AI) Regulation

AI’s growing role in finance is under regulatory review to ensure ethical use, data protection, and privacy. The Bank of England and FCA are driving new AI compliance frameworks.

Environmental, Social, and Governance (ESG) Reporting

ESG regulations are shaping how firms disclose and integrate sustainability into business strategies.

MiFID II Compliance Timeline

MiFID II impacts investment services, transparency, and reporting standards. The UK is reviewing its framework to simplify requirements.

Solvency II Reforms

Solvency II governs insurance regulation. The UK is refining rules to optimise capital usage and boost investment.

How Leysen Can Help

Our regulatory advisory services provide:

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